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summary of missing fundamental responses



Dear Auditory list members:

Thanks for your help in illuminating the body of literature relating to
the neurophysiology of the missing fundamental.  It was larger than I
expected!

Several people requested that I post a summary of the responses I
received, and although the bulk of the references were posted to the
entire list, I have compiled and attached below all of the responses I
received that mentioned specific research.

Petr

-------------------------------------------------------------------------
From: Dirk Kautz <kautz@tyto.mpib-tuebingen.mpg.de>

1. Tomlinson RW; Schwarz DW.
     Perception of the missing fundamental in nonhuman primates.
   Journal of the Acoustical Society of America, 1988 Aug, 84(2):560-5.
     (UI:  89009246)

Abstract: In preparation for neurophysiological experiments aimed at mechanisms
    of pitch perception, four rhesus monkeys were trained to press a button
    when the fundamental frequencies (missing or present) of two complex tones
    in a tone pair matched. Both tones were based on a five-component harmonic
    series. Zero to three of the lowest components could be missing in the
    first tone, while the second (comparison) tone contained all five
    harmonics. The range of fundamentals tested varied from 200 to 600 Hz.
    Three monkeys learned to match tones missing their fundamentals to
    comparison harmonic complexes with the same pitch, whereas the fourth
    monkey required the physical presence of the fundamental. Consideration of
    several cues available to the monkeys suggests that the animals could
    perceive the missing fundamental.

-------------------------------------------------------------------------
From: Larry Feth <feth@shs.ohio-state.edu>

What do you mean by "neurophysiological"?  More than 10 years ago a student of
mine conducted a comparison of pitch shift of the "missing" fundamental with
the
frequency following potential, because Steve Greenburg had said that the FFP
was the neurological sign of the "pitch of the missing fundamental"  I can
get you
the reference (its  R. Chambers et al  in J Acoust Soc Amer from about 1983)

------------------------------------------------------------------------
From: lwyse@PARK.BU.EDU

The following, rather obscure article reports that they have evidence
that the tonotopy in the cortex is pitch, not frequency based.

@article{Pantevetal,
   author = {C. Pantev and M. Hoke and B. L{\"u}tkenh{\"o}ner and K. Lehnertz},
   journal = {Science},
   pages = {486-488},
   title = {Tonotopic organization of the auditory cortex: {P}itch
Versus Frequency Representation},
   volume = {246},
   year = {1989},
   keywords = "pitch tonotopy in auditory cortex"
}

Langnor and Schreiner's work on the Inferior Colliculus  all addresses
the issue of the "missing fundamental".

See also, Pantev for recent cortical work regarding pitch.


------------------------------------------------------------------
From: Alain de Cheveigne <alain@linguist.jussieu.fr>

Specifically concerning the "missing fundamental", you should look at
Evans (1978, 1983, 1986) and his discussion with Whitfield (1978, 1979,
1980), see also Moore (1980).

Widening the topic a bit, "missing fundamental phenomena" can be
explained if we suppose that the auditory system derives pitch from
the period of discharge of auditory-nerve fibers that do not resolve
individual partials (this period is the inverse of the missing
fundamental), and/or from the shortest common super-period of fibers that
do resolve partials (this common super-period is also the inverse of
the missing fundamental).  This idea seems to have been first proposed
by Fletcher (1929, quoted by Schubert 1978).  Licklider (1956, 1959, 1962)
proposed a neural processing model to explain how this information could
be extracted from the auditory nerve.  Others have elaborated this
model (Lyon 1984, 1986; Moore, 1982; van Noorden 1982; de Cheveigne, 1986;
Lazzaro and Mead, 1989; Slaney 1990; Meddis and Hewitt 1988, 1991).

Evidence for synchrony of discharge, needed by such mechanisms, can
be found in early papers by Rose et al. (1967, 1968, 1969) and Kiang
(1965).  See Johnson (1980) for the frequency limits of synchrony.

See Lagner (1981, 1983, 1992), Lagner and Schreiner (1988) and
Schreiner and Lagner (1988) for evidence that might be interpreted
as supporting Licklider's model.  There's also lots of evidence for
the related Jeffress model of binaural processing.

Speech has rather little energy at the fundamental.  In that sense,
the physiological representation of speech F0 is relevant to your
issue.  See Delgutte (1984), Delgutte and Kiang (1984), Javel (1980),
Kim and Leonard (1988), Miller and Sachs (1984), Young and Sachs
(1979), Palmer et al. (1986).  You might also look into work on the
representation of the F0s of mixed vowels (Palmer 1988, 1990, 1992;
de Cheveigne 1993; Meddis and Hewitt 1992)

All this is rather biased in favor of time-domain processing and
the Licklider model.  Maybe someone else could provide more references
in favor of other models?

I hope this helps,

Alain.

---
de Cheveigne, A. (1986). "A pitch perception model", Proc. IEEE ICASSP, pp.
897-900.

de Cheveigne, A. (1993). "Separation of concurrent harmonic sounds:
Fundamental frequency estimation and a time-domain cancellation model of
auditory processing.," JASA 93, pp. 3271-3290.

Delgutte, B. (1984). "Speech coding in the auditory nerve: II. Processing
schemes for vowel-like sounds," JASA 75, pp. 879-886.

Delgutte, B. and N. Y.-S. Kiang. (1984). "Speech coding in the auditory
nerve: I. Vowel-like sounds," JASA 75, pp. 866-878.

Delgutte, B. and N. Y.-S. Kiang. (1984). "Speech coding in the auditory
nerve: V. Vowels in background noise," JASA 75, pp. 908-918.

Evans, E. F. (1986). Pitch and cochlear nerve fiber discharge patterns. In
B. C. J. Moore, & R. D. Patterson (Ed.), Auditory frequency selectivity
(pp. 253-264). Plenum Press.

Evans, E. F. (1983). "Pitch and cochlear nerve fibre temporal discharge
patterns," in Hearing-Physiological bases and psychophysics, edited by R.
Klinke and R. Hartmann (Springer-Verlag, Berlin), pp. 140-146.

Evans, E. F. (1978). "Place and time coding of frequency in the peripheral
auditory system: Some physiological pros and cons," Audiology 17, pp.
369-420.

Javel, E. (1980). "Coding of AM tones in the chinchilla auditory nerve:
implications for the pitch of complex tones," JASA 68, pp. 133-146.

Johnson, D. H. (1980). "The relationship between spike rate and synchrony
in responses of auditory-nerve fibers to single tones," JASA 68, pp.
1115-1122.

Kiang, N. Y.-S. (1965). "Discharge patterns of single fibers in the cat's
auditory nerve", MIT research monograph 35, pp 154.

Kim, D. O. and G. Leonard. (1988). "Pitch-period following response of cat
cochlear nucleus neurons to speech sounds," in Basic issues in hearing,
edited by H. Duifhuis, J. W. Horst and H. P. Wit (Academic Press, London),
pp. 252-260.

Langner, G. (1981). "Neuronal mechanisms for pitch analysis in the time
domain," Exp. Brain Res. 44, pp. 450-454.

Langner, G. (1983). "Evidence for neuronal periodicity detection in the
auditory system of the guinea fowl: implications for pitch analysis in the
time domain," Exp. Brain Res. 52, pp. 333-355.

Langner, G. (1983). "Neuronal mechanisms for a periodicity analysis in the
time domain," in Hearing-Physiological bases and psychophysics, edited by
R. Klinke and R. Hartmann (Springer-Verlag, Berlin), pp. 334-341.

Langner, G. (1992). "Periodicity coding in the auditory system," Hearing
Research 60, pp. 115-142.

Langner, G. and C. E. Schreiner. (1988). "Periodicity coding in the
inferior colliculus of the cat. I. Neuronal mechanisms," J. Neurophysiol.
60, pp. 1799-1822.

Lazzaro, J. and C. Mead. (1989). "Silicon modeling of pitch perception,"
Proc. Natl. Acad. Sci. USA 86, pp. 9597-9601.

Licklider, J. C. R. (1956). "Auditory frequency analysis," in Information
theory, edited by C. Cherry (Butterworth, London), pp. 253-268.

Licklider, J. C. R. (1959). "Three auditory theories," in Psychology, a
study of a science, edited by S. Koch (McGraw-Hill, New York), pp. 41-144.

Licklider, J. C. R. (1962). "Periodicity pitch and related auditory process
models," International Audiology 1, pp. 11-36.

Lyon , R. F. and L. Dyer. (1986). "Experiments with a computational model
of the cochlea", Proc. IEEE ICASSP, pp.

Lyon, R. (1984). "Computational models of neural auditory processing", IEEE
ICASSP, pp. 36.1.(1-4).

Meddis, R. and M. Hewitt. (1988). "A computational model of low pitch
judgement," in Basic issues in hearing, edited by H. Duifuis, J. W. Horst
and H. P. Witt (Academic, London), pp. 148-153.

Meddis, R. and M. J. Hewitt. (1991). "Virtual pitch and phase sensitivity
of a computer model of the auditory periphery. I: pitch identification,"
JASA 89, pp. 2866-2882.

Meddis, R. and M. J. Hewitt. (1991). "Virtual pitch and phase sensitivity
of a computer model of the auditory periphery. II: phase sensitivity," JASA
89, pp. 2883-2894.

Meddis, R. and M. J. Hewitt. (1992). "Modeling the identification of
concurrent vowels with different fundamental frequencies," JASA 91, pp.
233-245.

Miller, M. I. and M. B. Sachs. (1984). "Representation of voice pitch in
discharge patterns of auditory-nerve fibers," Hearing Research 14, pp.
257-279.

Moore, B. C. J. (1980). "Neural interspike intervals and pitch," Audiology
19, pp. 363-365.

Moore, B. C. J. (1982). An introduction to the psychology of hearing
(Academic Press, London). p.

Moller, A. R. (1979). "Coding of complex sounds in the auditory nervous
system," in Hearing mechanisms and speech, edited by O. Creutzfeldt, H.
Scheich and C. Schzeiner (Springer-Verlag, Berlin), pp. 45-54.

van Noorden, L. (1982). "Two channel pitch perception," in Music, mind, and
brain, edited by M. Clynes (Plenum press, London), pp. 251-269.

Palmer, A. R. (1988). "The representation of concurrent vowels in the
temporal discharge patterns of auditory nerve fibers," in Basic issues in
hearing, edited by H. Duifhuis, J. W. Horst and H. P. Wit (Academic Press,
London), pp. 244-251.

Palmer, A. R. (1990). "The representation of the spectra and fundamental
frequencies of steady-state single- and double-vowel sounds in the temporal
discharge patterns of guinea pig cochlear-nerve fibers," J. Acoust. Soc.
Am. 88, pp. 1412-1426.

Palmer, A. R., I. M. Winter and C. J. Darwin. (1986). "The representation
of steady-state vowel sounds in the temporal discharge patterns of the
guinea pig cochlear nerve and primarylike cochlear nucleus neurons," JASA
79, pp. 100-113.

Palmer, A. R. (1992). "Segregation of the responses to paired vowels in the
auditory nerve of the guinea-pig using autocorrelation," in Audition speech
and language, edited by B. Schouten (Mouton-DeGruyter, Berlin), pp. (in
press).

Rose, J. E., J. F. Brugge, D. J. Anderson and J. E. Hind. (1967).
"Phase-locked response to low-frequency tones in single auditory nerve
fibers of the squirrel monkey," J.Neurophysiol. 30, pp. 769-793.

Rose, J. E., J. F. Brugge, D. J. Anderson and J. E. Hind. (1968). "Patterns
of activity in single auditory nerve fibres of the squirrel monkey," in
Hearing mechanisms in vertebrates, edited by A. V. S. De Reuk and J. Knight
(Churchill, London), pp. 144-168.

Rose, J. E., J. F. Brugge, D. J. Anderson and J. E. Hind. (1969). "Some
possible neural correlates of combination tones," J. Neurophysiol. 32, pp.
402-423.

Rose, J. E., L. M. Kitzes, M. M. Gibson and J. E. Hind. (1974).
"Observations on phase-sensitive neurons of anteroventral cochlear nucleus
of the cat: nonlinearity of cochlear output," J. Neurophysiol. 37, pp.
218-253.

Schreiner, C. E. and G. Langner. (1988). "Coding of temporal patterns in
the central auditory nervous system," in Auditory function -
Neurobiological bases of hearing, edited by G. M. Edelman, W. E. Gall and
W. M. Cowan (Wiley, New York), pp. 337-361.

Schreiner, C. E. and G. Langner. (1988). "Periodicity coding in the
inferior colliculus of the cat. II. Topographical organization," J.
Neurophysiol. 60, pp. 1823-1840.

Schubert, E. (1978). "History of research on hearing," in Handbook of
perception, edited by E. C. Carterette and M. P. Friedman (Academic Press,
New York), pp. 41-80.

Slaney. (1990). "A perceptual pitch detector", ICASSP-90, pp. 357-360.
van Noorden, L. (1982). "Two channel pitch perception," in Music, mind, and
brain, edited by M. Clynes (Plenum press, London), pp. 251-269.

Young, E. D. and M. B. Sachs. (1979). "Representation of steady-state
vowels in the temporal aspects of the discharge patterns of populations of
auditory-nerve fibers," JASA 66, pp. 1381-1403.

Whitfield, I. C. (1978). "The neural code," in Handbook of perception, vol
IV, edited by E. C. Carterette and M. P. Friedman (Academic Press, New
York), pp. 163-183.

Whitfield, I. C. (1979). "Periodicity, pulse interval and pitch," Audiology
18, pp. 507-512.

Whitfield, I. C. (1980). "Theory and experiment in so-called pulse-interval
pitch," Audiology 20, pp. 86-88.

------------------------------------------------------------------

From: "Robert E. Remez" <REMEZ@paradise.barnard.columbia.edu>

Schwartz, D. W., & Tomlinson, R. W.  (1990).  Spectral response patterns of
auditory cortex neurons to harmonic complex tones in alert monkey (Macaca
mulatta).  Journal of Neurophysiology, 64, 282-298.

------------------------------------------------------------------
From: parncutt@sound.music.mcgill.ca

Yet another interesting reference is:

Zatorre, R.J. (1988). Pitch perception of complex tones and human
temporal-lobe function. Journal of the Acoustical Society of America,
84, 566-572.

Zatorre's (1988) results suggest that Heschl's gyri and the
surrounding cortex in the right hemisphere play a crucial role in
extracting the pitch corresponding to the fundamental of a complex
tone. His tones had fundamental frequencies in the range 200 to 1000
Hz.

Some other, related papers by Zatorre and colleagues are:

Samson, S., & Zatorre, R.J. (1991). Recognition memory for text and
melody of songs after unilateral temporal lobe lesion: Evidence for
dual encoding. JEP: Learning, Memory, and Cognition, 17, 793-804.

Samson, S., & Zatorre, R.J. (1992). Learning and retention of melodic
and verbal information after unilateral temporal lobectomy.
Neurophsycholgia, 30 (9), 815-826.

Zatorre, R.J. (1989). Intact absolute pitch ability after left
temporal lobectomy. Cortex, 25, 567-580.

Zatorre, R.J., Evans, A.C., Meyer, E., & Gjedde, A. (1992).
Lateralization of phonetic and pitch discrimination in speech
processing. Science, 256, 846-849.

Zatorre, R.J., & Beckett, C. (1989). Multiple coding strategies in
the retention of musical tones by possessors of absolute pitch.
Memory and Cognition, 17, 582-589.

Zatorre, R.J., & Samson, S. (1991). Role of the right temporal
neocortex in retention of pitch in auditory short-term memory. Brain,
114, 2403-2417.

------------------------------------------------------------------
From: Alain de Cheveigne <alain@linguist.jussieu.fr>

Brugge, J. F., N. A. Dubrowsky, M. Aitkin and D. J. Anderson. (1969).
"Sensitivity of single neurons in auditory cortex of cat to binaural tonal
stimulation; effects of varying time and intensity.," J. Neurophysiol. (vol
???), pp. 1005-1024.

Carney, L. H. and T. C. T. Yin. (1989). "Responses of low-frequency cells
in the inferior colliculus to interaural time differences of clicks:
excitatory and inhibitory components," J. Neurophysiol. 62, pp. 144-161.

Carr, C. E. and M. Konishi. (1990). "A circuit for detection of interaural
time differences in the brain stem of the barn owl," J. Neuroscience 10,
pp. 3227-3246.

Chan, J. C. K., T. C. T. Yin and A. D. Musicant. (1987). "Effects of
interaural time delays of noise stimuli on low-frequency cells in the cat's
inferior colliculus. II. Responses to band-pass filtered noises," J.
Neurophysiol. 58, pp. 543-561.

Jeffress, L. A. (1948). "A place theory of sound localization," J. Comp.
Physiol. Psychol. 41, pp. 35-39.

Joseph, A. W. and R. L. Hyson. (1993). "Coincidence detection by binaural
neurons in the chick brain stem," J. Neurophysiol. 69, pp. 1197-1211.

Konishi, M., T. T. Takahashi, H. Wagner, W. E. Sullivan and C. E. Carr.
(1988). "Neurophysiological and anatomical substrates of sound localization
in the owl," in Auditory function - neurobiological bases of hearing,
edited by G. M. Edelman, W. E. Gall and W. M. Cowan (Wiley, New York), pp.
721-745.

Kuwada, S., R. Batra and T. R. Stanford. (1989). "Monaural and binaural
response properties of neurons in the inferior colliculus of the rabbit:
effects of sodium pentobarbital," J. Neurophysiol. 61, pp. 269-282.

Kuwada, S., T. C. T. Yin, L. B. Haberly and R. E. Wickesberg. (1980).
"Binaural interaction in the cat inferior colliculus: physiology and
anatomy," in Psychophysical, physiological and behavioral studies in
hearing, edited by G. v. d. Brink and F. A. Bilsen (Delft University Press,
pp. 401-411.

Palmer, A. R., A. Rees and D. Caird. (1990). "Interaural delay sensitivity
to tones and broad band signals in the guinea-pig inferior colliculus," HR
50, pp. 71-86.

Patterson, R. D. (1987). "A pulse-ribbon model of monaural phase
perception," JASA 82, pp. 1560-1586.

Patterson, R. D., K. Robinson, J. Holdsworth, D. McKeown, C. Zhang and M.
Allerhand. (1992). "Complex sounds and auditory images," in Auditory
physiology and perception, edited by Y. Cazals, K. Horner and L. Demany
(Pergamon Press, Oxford), pp. 429-446.

Suga, N. (1990). "Cortical computational maps for auditory imaging," Neural
Networks 3, pp. 3-21.

Yin, T. C. T. and J. C. K. Chan. (1988). "Neural mechanisms underlying
interaural time sensitivity to tones and noise," in Auditory function -
Neurological bases of hearing, edited by G. M. Edelman, W. E. Gall and W.
M. Cowan (Wiley, New York), pp. 385-430.

Yin, T. C. T. and J. C. K. Chan. (1990). "Interaural time sensitivity in
medial superior olive of cat," J. Neurophysiol. 64, pp. 465-488.

Yin, T. C. T., J. C. K. Chan and L. H. Carney. (1987). "Effects of
interaural time delays of noise stimuli on low-frequency cells in the cat's
inferior colliculus. III. Evidence for cross-correlation," J. Neurophysiol.
58, pp. 562-583.

Yin, T. C. T., S. Kuwada and Y. Sujaku. (1984). "Interaural time
sensitivity of high-frequency neurons in the inferior colliculus," JASA 76,
pp. 1401-1410.

------------------------------------------------------------------

From: MD37000 <MD37@musica.mcgill.ca>

  I see that my colleague Richard Parncutt beat me to it in giving you
the reference to my work (thank you for the publicity, Richard!) on the
missing fundamental. We did find pretty clear evidence for a specific
role for the right primary auditory region (and surrounding cortex)
in perception of the missing fundamental. This was in accord with an old
study of Whitfield (JASA, 1980, 67, 644-647), though not, of course in
terms of hemispheric differences. We are now continuing and refining the
work with better definition (via brain imaging) of the precise region
of auditory cortex that has been damaged, for we have not been able to
determine if the koniocortex itself is the most important region.
  We have also continued some of this research with a patient who has
bilateral vascular lesions of the primary auditory cortices, to be
presented at the society for Neuroscience (Bharucha, Tramo, and Zatorre,
SN abstracts, 1993, p. 1687, abs. number 693.4).
  Two other abstracts are being presented that are also quite relevant:
the first deals with neuromagnetic recordings in humans (Langner et al.,
SN abstracts, 1993, p.1423, number 581.11); the other deals with unit
recordings in the monkey's auditory cortex (Riquimaroux et al., p. 1423,
number 581.12).
  Hope this information was useful.
  Robert Zatorre
  Montreal Neurological Institute
  MD37@MUSICA.MCGILL.CA

------------------------------------------------------------------
From: Dick_Lyon@hypermail.apple.com

The Delgutte and Cariani reference Alain mentioined is

Belgutte B, Cariani P (1992): "Coding of pitch of harmonic and inharmonic
 complex tones in the interspike intervals of auditory-nerve fibers", in
 The Processing of Speech: Schouten M (ed.), Mouton-De Gruyter, Berlin.

(there may be others, but this one is the only one I can find immediately).

Alain, thanks for the excellent bibliographies.

By the way, it's time we stop thinking of "missing fundamental"
as a "problem".  For Helmholtz maybe it was a problem, but no more.

Dick Lyon                    ATG/Interactive Media/Perception Systems
Apple Computer ms 301-3M
One Infinite Loop
Cupertino, CA 95014          (408) 974-4245